Securities Laws & Regulations and Capital

In Bangladesh, the securities market and capital raising activities are regulated by various laws and regulations. Here are some key laws and regulations governing securities and capital in Bangladesh:

1. Securities and Exchange Ordinance, 1969: This ordinance provides the legal framework for regulating securities and the securities market in Bangladesh. It establishes the Securities and Exchange Commission (SEC), which is the regulatory authority responsible for overseeing and regulating the securities market.

2. Securities and Exchange Commission Act, 1993: This act provides additional powers and functions to the SEC. It outlines the structure, powers, and responsibilities of the SEC, including its role in regulating and developing the securities market in Bangladesh.

3. Securities and Exchange Commission (Public Issue) Rules, 2015: These rules govern the process and requirements for companies seeking to raise capital through public offerings of securities. It includes provisions related to prospectus preparation, disclosures, approvals, and ongoing obligations for issuers.

4. Securities and Exchange Commission (Issue of Capital) Rules, 2001: These rules regulate the issue of capital by companies through methods other than public offerings, such as rights issues, private placements, and bonus issues.

5. Bangladesh Securities and Exchange Commission (Mutual Funds) Rules, 2001: These rules govern the establishment, management, and operation of mutual funds in Bangladesh. It covers aspects such as the registration of mutual funds, investment restrictions, and reporting requirements.

6. Bangladesh Securities and Exchange Commission (Alternative Investment) Rules, 2015: These rules provide a regulatory framework for alternative investment funds (AIFs) in Bangladesh. AIFs include venture capital funds, private equity funds, and other similar i